Where is MKG registered to do business?

MKG Financial Group, Inc. is registered to do business as a broker-dealer with the Securities and Exchange Commission ("SEC") and in the following states: Arizona, California, Colorado, Connecticut, Hawaii, Idaho, Iowa, North Carolina, Oregon, Texas, Utah and Washington. MKG is also a member of the Financial Industry Regulatory Authority ("FINRA"), the Municipal Securities Rulemaking Board ("MSRB") and the Securities Investor Protection Corporation ("SIPC").

MKG Financial Group, Inc. (doing business as MKG Capital Advisors) is registered to do business as an investment advisor with the SEC and has provided notice that it has clients in the following states: Arizona, California, Hawaii, Oregon, Texas and Washington.

MKG may only transact business in a state if it is compliant with or exempt from a state’s licensure or notice filing requirements. MKG or its representatives may only communicate with individuals about rendering investment advice for compensation or solicit or negotiate for the sale of investment advisory services if first compliant with or exempt from state licensure or notice filing requirements. Registration with a state or regulatory authority does not imply a certain level of skill or training.